Galleria Associates
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Galleria Associates
  • Home
  • About
  • Services
  • Awards - Testimonials
  • Contact Details
Galleria Associates

Our Areas of Regulatory Expertise

  • Solicitors Regulation Handbook Compliance Guiding legal professionals in meeting the standards set by the SRA Handbook.


  • HMRC AML Compliance – Real Estate & Lettings Supporting property professionals in fulfilling Anti-Money Laundering obligations under HMRC regulations.


  • Legal Aid Contract Compliance Assisting firms in maintaining eligibility and adherence to legal aid service agreements.


  • UK Mortgage Lenders Handbook for Conveyancers Ensuring conveyancing practices align with lender-specific compliance requirements.


  • Anti-Money Laundering (AML) Regulations Providing AML strategy and controls aligned with UK regulatory expectations.


  • Conveyancing Quality Scheme (CQS) Compliance Helping firms meet the Law Society's quality standards for residential conveyancing.

Galleria Associates

Wellness in the workplace

Promoting wellness in the workplace is essential to fostering a healthy, motivated, and resilient workforce. When employees feel valued and supported by their organisation, they become more engaged and empowered—seen not just as contributors, but as individuals.


This commitment to wellbeing begins at the top. Business leaders must also prioritise their own wellness to effectively lead with clarity and compassion. Today, forward-thinking organisations are investing in dedicated wellness programmes—initiatives designed to reduce stress, promote healthy productivity, strengthen retention, and attract top-tier talent.


Galleria Associates offers tailored management support across all levels of your business. By taking on operational responsibilities, we allow managers to refocus on strategic priorities while we handle the daily pressures behind the scenes.


Our Services: Implementation & Operational Support

Strategic Systems & Compliance Solutions

We collaborate closely with your organisation to reinforce operational integrity through intelligent system integration and rigorous compliance oversight. Whether you're adopting new frameworks or adapting to hybrid environments, we deliver strategic insights and hands-on support to ensure your operations remain resilient, transparent, and fully aligned with regulatory expectations.


Education & Risk Training Programmes

Our bespoke training programmes are designed to empower your team with the confidence and competence needed to navigate key areas of risk and compliance. Topics may include:

  • Core Regulatory Service Areas (aligned with our consultancy expertise)
  • Time Recording Practices – Chargeable, Non-Chargeable, Legal Aid Billing
  • Anti-Money Laundering (AML) regulations and procedures  


Audits & Health Checks

Acting as your internal inspectors, we offer comprehensive reviews to safeguard your business foundations. Choose from single reviews, recurring assessments, or annual evaluations across areas such as:

  • AML Compliance
  • Regulations, obligations, system integrity, and internal controls  
  • SRA Compliance
  • Practice-wide assessments  
  • CQS Compliance
  • UK Mortgage Lenders Handbook adherence
  • Legal Aid Contracts
  • Full support with LAA billing and maximising recovery rates  


Policy & Procedure Development

We support the creation and refinement of documentation that underpins effective risk management and operational excellence. Deliverables may include:

  • Risk-aligned policies and structured compliance plans 
  • File review templates and audit forms  
  • Client care precedents and terms of business  
  • Internal checklists, risk registers, and control frameworks  


Regulatory Rescue & Turnaround Support

During times of pressure, we provide strategic direction and practical assistance, helping firms respond decisively to regulatory challenges:

  • Guidance through investigations and potential sanctions  
  • WIP optimisation for profitability  
  • Cash flow support and operational recovery planning  


Accreditation & Application Support

Let our expertise elevate your submissions and renewals across key credentials, including:

  • Law Society CQS  
  • Legal Aid SQM Accreditation  
  • Professional Indemnity Insurance  


SRA Accounts Oversight

We conduct targeted reviews to ensure compliance and help resolve issues such as:

  • Dormant client balances  
  • Internal accounts procedure checks  


Client Debtor Management

We offer discreet and professional engagement with clients regarding outstanding balances, limited to pre-legal follow-up.  


Note: This service excludes formal fee collection.

Terms and Conditions

Privacy and Cookie Policy

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Copyright © 2024, Galleria Associates. All Rights Reserved.


Galleria Associates Limited registered in England & Wales. 

Company registration Number 11835200 

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